SEC Compliance Priorities
Dallas
Co-hosted by:
Wednesday, January 9, 2013
2:00 p.m. Registration 2:30 - 5:15 p.m. Program Networking reception to follow
Haynes and Boone, LLP 2323 Victory Avenue 7th Floor Conference Center Dallas, TX 75219 (Validated parking is available in the garage attached to the building)
MFA is pleased to welcome Andrew Bowden, Deputy Director, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission, and former National Associate Director for investment advisers and investment companies exam program. Mr. Bowden will be joined on a panel with his colleagues from the SEC’s Fort Worth office. Together, they will discuss the new exam program, exam priorities and expectations for the hedge fund industry.
Featured Presenters Include:
Andrew J. Bowden, Deputy Director – Office of Compliance, Inspections and Examinations, U.S. Securities and Exchange Commission Marshall Gandy, Associate Regional Director – Examinations, U.S. Securities and Exchange Commission, Fort Worth Regional Office Michael Gunst, Assistant Regional Director, U.S. Securities and Exchange Commission, Fort Worth Regional Office David Woodcock, Regional Director, U.S. Securities and Exchange Commission, Fort Worth Regional Office
Kit Addleman, Partner, Haynes and Boone, LLP Carol Biondo, Chief Compliance Officer, HBK Capital Management Barry Greenberg, General Counsel, Chief Compliance Officer, Swank Capital, LLC John McCafferty, Limited Partner and General Counsel, Maverick Capital, Ltd.
Click here to register
Registration is complimentary For additional information, please contact Meredith Friday at 202.730.2600.
Managed Funds Association | 600 14th Street, NW, Suite 900 | Washington DC 20005 202.730.2600