SEC Compliance Priorities
Wednesday, January 9, 2013
2:00 p.m. Registration
2:30 - 5:15 p.m. Program
Networking reception to follow
Haynes and Boone, LLP
2323 Victory Avenue
7th Floor Conference Center
Dallas, TX 75219
(Validated parking is available in the garage attached to the building)
MFA is pleased to welcome Andrew Bowden, Deputy Director, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission, and former National Associate Director for investment advisers and investment companies exam program. Mr. Bowden will be joined on a panel with his colleagues from the SEC’s Fort Worth office. Together, they will discuss the new exam program, exam priorities and expectations for the hedge fund industry.
Featured Presenters Include:
Andrew J. Bowden, Deputy Director – Office of Compliance, Inspections and Examinations, U.S. Securities and Exchange Commission
Marshall Gandy, Associate Regional Director – Examinations, U.S. Securities and Exchange Commission, Fort Worth Regional Office
Michael Gunst, Assistant Regional Director, U.S. Securities and Exchange Commission, Fort Worth Regional Office
David Woodcock, Regional Director, U.S. Securities and Exchange Commission, Fort Worth Regional Office
Kit Addleman, Partner, Haynes and Boone, LLP
Carol Biondo, Chief Compliance Officer, HBK Capital Management
Barry Greenberg, General Counsel, Chief Compliance Officer, Swank Capital, LLC
John McCafferty, Limited Partner and General Counsel, Maverick Capital, Ltd.
Click here to register
Registration is complimentary
For additional information, please contact Meredith Friday at 202.730.2600.
Managed Funds Association | 600 14th Street, NW, Suite 900 | Washington DC 20005 202.730.2600