SEC Compliance Priorities
Dallas

Co-hosted by:

                

Thursday, November 1, 2012
2:00 p.m.  Registration
2:30 -  5:15 p.m.  Program
Networking reception to follow

Haynes and Boone, LLP
2323 Victory Avenue
7th Floor Conference Center
Dallas, TX 75219
(Validated parking is available in the garage attached to the building)
 

MFA is pleased to welcome Andrew Bowden, Deputy Director, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission, and former National Associate Director for investment advisers and investment companies exam program.  Mr. Bowden will be joined on a panel with his colleagues from the SEC’s Fort Worth office. Together, they will discuss the new exam program, exam priorities and expectations for the hedge fund industry.  

Presenters:
Kit Addleman, Partner, Haynes and Boone, LLP

Andrew J. Bowden, Deputy Director – Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
Marshall Gandy, Associate Regional Director – Examinations, U.S. Securities and Exchange Commission, Fort Worth Regional Office

William R. Goodell, Chief Operating Officer, Maverick Capital, Ltd.; Chair, Managed Funds Association
Jon L. Mosle, Managing Director, HBK Capital Management

David Woodcock, Regional Director, U.S. Securities and Exchange Commission, Fort Worth Regional Office 

Click here to register
 For additional information, please contact Meredith Friday at 202.730.2600.